-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, HNFsbekSb5sKv4CC0lUeHN6zUGfkSA03JQ0dxGESMm2fPEDVg03uN2EQyudtLOg3 QORJ1oKVjbkUefSUE1sShQ== 0000914260-00-000016.txt : 20000211 0000914260-00-000016.hdr.sgml : 20000211 ACCESSION NUMBER: 0000914260-00-000016 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20000210 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: CROSS A T CO CENTRAL INDEX KEY: 0000025793 STANDARD INDUSTRIAL CLASSIFICATION: PENS, PENCILS & OTHER ARTISTS' MATERIALS [3950] IRS NUMBER: 050126220 STATE OF INCORPORATION: RI FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: SEC FILE NUMBER: 005-11024 FILM NUMBER: 531489 BUSINESS ADDRESS: STREET 1: ONE ALBION RD CITY: LINCOLN STATE: RI ZIP: 02865 BUSINESS PHONE: 4013331200 MAIL ADDRESS: STREET 1: ONE ALBION ROAD CITY: LINCOLN STATE: RI ZIP: 02865 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: FIELD NOEL M JR CENTRAL INDEX KEY: 0000902428 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: ONE ALGION RD CITY: LINCOLN STATE: RI ZIP: 02865 BUSINESS PHONE: 4013331200 MAIL ADDRESS: STREET 1: ONE ALGION RD CITY: LINCOLN STATE: RI ZIP: 02865 SC 13G/A 1 SCHEDULE 13-G AMENDMENT NO. 5 SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G (Amendment No. 5) Under the Securities Exchange Act of 1934 A.T. CROSS COMPANY ------------------ (Name of Issuer) Class A Common Stock, $1 par value ---------------------------------- (Title of class of securities) 227478 10 4 ----------- (CUSIP number) (A fee is not being paid with this statement.) SCHEDULE 13G (Amendment No. 5) 1) Name of Reporting Person. Noel M. Field, Jr. 2) Check the Appropriate box if a Member of a Group (See Instructions) (a) (b) 3) SEC Use Only...................................... 4) Citizenship or Place of Organization. United States Number of (5) Sole Voting Power 0 Shares Bene- ------- ficially (6) Shared Voting Power 585,800 (1,487,400 if Owned By Class B common stock beneficially owned is converted to Each Report- Class A common stock) ing Person (7) Sole Dispositive Power 0 With ----- (8) Shared Dispositive Power 585,800 (1,487,400 if Class B common stock beneficially owned is converted to Class A common stock) 9) Aggregate Amount Beneficially Owned by Each Reporting Person. 1,487,400 (assumes conversion of all outstanding Class B common stock beneficially owned to Class A common stock) 10) Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) 11) Percent of Class Represented by Amount in Row 9. 8.7% ------ 12) Type of Reporting Person (See Instructions). IN ---- Item 1(a). Name of Issuer. --------------- A.T. Cross Company. Item 1(b). Address of Issuer's Principal Executive Offices. ------------------------------------------------ One Albion Road, Lincoln, Rhode Island 02865. Item 2(a). Name of Person Filing. ---------------------- Noel M. Field, Jr. Item 2(b). Address of Principal Business Office. ------------------------------------- 1500 Fleet Center, Providence, Rhode Island 02903. Item 2(c). Citizenship. ------------ United States. Item 2(d). Title of Class of Securities. ----------------------------- Class A Common Stock, $1.00 Par Value. Item 2(e). CUSIP Number. ------------- 227478 10 4. Item 3. Not applicable. Item 4. Ownership. ---------- (a) Amount Beneficially Owned. -------------------------- 0 directly 585,000 held indirectly as co-trustee of trusts 902,400 shares which may be acquired by conversion of Class B Common Stock held as trustee. (b) Percent of Class. 8.7% (assumes conversion of all outstanding shares of Class B common stock beneficially owned to an equal number of shares of Class A common stock). (c) Number of shares of Common Stock as to which Mr. Field has: (i) sole power to vote or to direct the vote: 0 ---- (ii) shared power to vote or to direct the vote: 585,000 (1,487,400 if all Class B shares beneficially owned ------------------------------------------------------------ are converted to Class A shares) --------------------------------- (iii) sole power to dispose or to direct the disposition of: 0 --- (iv) shared power to dispose or to direct the disposition of: 585,000 (1,487,400 if all Class B shares beneficially owned ------------------------------------------------------------ are converted to Class A shares) --------------------------------- Item 5. Ownership of Five Percent or Less of a Class. --------------------------------------------- Not applicable. Item 6. Ownership of More than Five Percent on Behalf of Another Person. ---------------------------------------------------------------- Not applicable. Item 7. Identification and Classification of the Subsidiary Which Acquired the ----------------------------------------------------------------------- Security Being Reported on by the Parent Holding Company. ---------------------------------------------------------- Not applicable. Item 8. Identification and Classification of Members of the Group. ---------------------------------------------------------- Not applicable. Item 9. Notice of Dissolution of Group. ------------------------------- Not applicable. Item 10. Certification. -------------- Not applicable. After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Date: February 8, 2000 /s/ Noel M. Field, Jr. ----------------------------- Noel M. Field, Jr. -----END PRIVACY-ENHANCED MESSAGE-----